Lead Advisor, LLC is a wealth management consulting and search firm. This role is for one of our clients.
Client Service Associate
Job Responsibilities:
As our Client Service Associate you will be working with our investment advisory team in providing exceptional service.
Responsibilities include:
- Trading investments including rebalancing
- Reviewing and resolving drift and non-sufficient funds reports
- Maintaining client relationships, processing client requests & resolving client inquires
- Prepare and submit required forms to our custodian, including obtaining client signatures
- Prepare Advisors for client meetings including preparing client investment summary, scheduling and confirming client meetings
- Perform general administrative functions including answering client calls, preparing client correspondence and filing
Required Qualifications:
- Series 7 and 63/66
- 2-5 years comparable financial services industry experience
- Consistently produce accurate and high-quality deliverables
- Organized, resourceful and detail oriented
- Self-motivated and able to manage multiple priorities effectively
- Able to communicate effectively with clients and all levels of the organization
- Strong computer & software skills: proficient in Microsoft Outlook, Word, Excel and Adobe Acrobat
This is a full time position. Competitive benefits package is available. Compensation is dependent on experience. Future advancement potential when proficient in current job responsibilities.
Location: Westerly, RI
Salary: 60-70k
Lead-Advisor, LLC is a wealth management consulting and search firm. We help Fortune 500 firms, independent RIAs and solo-practitioners identify talent for their hiring needs. We help wealth management professionals upgrade their careers and find new opportunities. For more resources and information please visit www.lead-advisor.com