About Us: Signature Wealth Advisors
About the positionWith over $500 million in assets under management and continuing to grow, the Registered Investment Associate plays a critical role in onboarding and servicing clients with professionalism, efficiency, and attention to detail. This position also contributes significantly to the firm’s overall operations and supports client service needs, ensuring a seamless experience for our clients.
What We Look for in a Candidate
- A mature, positive, and friendly personality
- A willingness to help others and show empathy
- A strong desire to learn, grow, and improve
- Excellent organizational skills with the ability to multitask and manage time effectively
- The ability to stay calm under pressure and collaborate effectively with others
- A keen attention to detail
- A good sense of humor and the ability to bring positivity to the team
What to expect in the role
- Proactive investment activities including monitoring high cash balances and proposal creation
- Support investment service activities for various account types (managed accounts, brokerage, direct mutual fund, annuities, etc.)
- Support advisors with client reviews by preparing summaries of investment portfolios and performance metrics
- Account opening and money movement
- Process account transfers, distribution requests, new contributions and redemptions
- Manage Periodic Investment Plans (PIP's) including processing and confirming that funding has invested
- Alternative Investment monitoring, position selection and rebalancing
- Maintain awareness of new investment strategies, techniques, and products through regular contact with other industry professionals and through internal and external research.
- Keep informed of market trends and analyze the effect of these trends on client's investment portfolios.
- Follow established investment policies and procedures including annual account reviews and working to minimize and/or document exceptions.
Additional Requirements
- Bachelor’s degree
- Minimum of five years of operations experience in a wealth management firm
- Technical understanding of investment products and ability to communicate multi-step processes to clients
- Proficiency with technology, including MS Office and CRM software
- Series 7 license
Nice to Have
- Series 65/66 license
- Experience with Envestnet, Wealthscape/NFS, iCapital, and/or financial planning software (e.g., eMoney)
What You Can Expect From Us
- At Signature Wealth Advisors, we’re committed to values, community, work-life balance, and delivering excellent service to our clients. More specifically, you can expectPaid time off
- Health, dental, and vision insurance
- Healthcare spending or reimbursement accounts (HSA)
- 401(k) with match
- Hybrid schedule (future option)