Our client, a wealth management and planning firm in Loveland, is hiring an Investment Associate to join their team.
Responsibilities:
Investment Management
Investment Implementation:
- Execute trades across client accounts as directed by investment strategy and model portfolios.
- Monitor investment platforms to ensure accuracy, efficiency, and compliance.
- Manage cash needs, rebalancing, and investment settlements.
Monitoring & Reporting:
- Track tasks, activity and alerts to ensure timely settlement.
- Generate investment reports for PWA advisors.
- Identify opportunities for tax-efficient investment strategies (e.g., tax-loss harvesting).
Investment Analysis
Research & Portfolio Analysis:
- Conduct research on securities, funds, and market trends to support portfolio decisions.
- Analyze client portfolios for performance, risk exposure, and alignment issues.
- Prepare asset allocation, asset location, and performance reports.
- Investment Recommendations:
- Assist in identifying opportunities for investment changes.
- Prepare the Investment Committee with data-driven insights and analysis.
- Develop presentations or summaries for advisors to communicate with clients.
Investment Operations
Operational Execution:
- Manage and execute account operations, including account openings, transfers, billing, and investment-related workflows.
- Execute and oversee systems and tools related to portfolio management, investments, and reporting.
- Ensure accurate performance tracking and data integrity in systems like Schwab Advisor Center, Black Diamond, and others.
Compliance & Process Management:
- Ensure all investment activities comply with firm policies and regulatory requirements.
- Implement and maintain workflows that improve efficiency across PWA investment management processes.
- Support audits or compliance reviews as needed.
Location: In office in Loveland, CO
Salary: 80-100k