About Us: Signature Wealth Advisors

About the positionWith over $500 million in assets under management and continuing to grow, the Registered Investment Associate plays a critical role in onboarding and servicing clients with professionalism, efficiency, and attention to detail. This position also contributes significantly to the firm’s overall operations and supports client service needs, ensuring a seamless experience for our clients.

What We Look for in a Candidate

A mature, positive, and friendly personality
A willingness to help others and show empathy
A strong desire to learn, grow, and improve
Excellent organizational skills with the ability to multitask and manage time effectively
The ability to stay calm under pressure and collaborate effectively with others
A keen attention to detail
A good sense of humor and the ability to bring positivity to the team

What to expect in the role

Proactive investment activities including monitoring high cash balances and proposal creation
Support investment service activities for various account types (managed accounts, brokerage, direct mutual fund, annuities, etc.)
Support advisors with client reviews by preparing summaries of investment portfolios and performance metrics
Account opening and money movement
Process account transfers, distribution requests, new contributions and redemptions
Manage Periodic Investment Plans (PIP's) including processing and confirming that funding has invested
Alternative Investment monitoring, position selection and rebalancing
Maintain awareness of new investment strategies, techniques, and products through regular contact with other industry professionals and through internal and external research.
Keep informed of market trends and analyze the effect of these trends on client's investment portfolios.
Follow established investment policies and procedures including annual account reviews and working to minimize and/or document exceptions.

Additional Requirements

Bachelor’s degree
Minimum of five years of operations experience in a wealth management firm
Technical understanding of investment products and ability to communicate multi-step processes to clients
Proficiency with technology, including MS Office and CRM software
Series 7 license

Nice to Have

Series 65/66 license
Experience with Envestnet, Wealthscape/NFS, iCapital, and/or financial planning software (e.g., eMoney)

What You Can Expect From Us

At Signature Wealth Advisors, we’re committed to values, community, work-life balance, and delivering excellent service to our clients. More specifically, you can expectPaid time off
Health, dental, and vision insurance
Healthcare spending or reimbursement accounts (HSA)
401(k) with match
Hybrid schedule (future option)

Signature Wealth Advisors, LLC jobs

Investment Associate