Overview: Strategic Income is seeking a dedicated and detail-oriented Chief Compliance and Operations Oversight Officer to support multiple facets of our Firm’s day-to-day operations, including operational and compliance risk assessment and mitigation, daily accounting/reconciliation, and trading. As a leader in High Yield Fixed Income Management, we are committed to maintaining the highest standards of operational and regulatory compliance with all federal, state, and industry regulations.

Responsibilities:

Assume Chief Compliance Officer position after onboarding and training by current Chief Compliance Officer.
Implement an effective regulatory compliance program.
Proactively audit processes, practices, and documents to identify weaknesses.
Evaluate business activities to assess risk.
Ensure all employees are educated on the latest regulations and processes.
Stay abreast of internal standards and business goals.
Support the implementation of business strategies, plans, and procedures.
Oversee daily operations of the company.
Evaluate performance by analyzing and interpreting data and metrics.
Manage relationships with partners/vendors.

Qualifications:

Previous experience at an SEC registered investment adviser or similar.
Familiarity with industry practices and professional standards.
Excellent communication skills.
Integrity and professional ethics.
Business acumen.
Attention to detail.
Understanding of business functions such as HR, Finance, marketing etc.
Demonstrable competency in strategic planning and business development.
Outstanding organizational and leadership abilities.
Excellent interpersonal and public speaking skills.
Aptitude in decision-making and problem-solving.
BSc/BA in law, finance, business administration, or a related field.

Compensation:

The starting salary range for this role is $140,000–$150,000, with eligibility for an annual bonus of up to 20%, based on performance.

STRATEGIC INCOME MANAGEMENT LLC jobs

Chief Compliance and Operations Oversight Officer