About 37 Wealth

37 Wealth is a Lincoln, Nebraska–based financial services firm built on Midwestern values of integrity, accountability, and long-term relationships. We provide comprehensive financial planning and investment management to individuals, families, and business owners. We are proud to be a Summit-level LPL Financial office, reflecting both the scale of our practice and our commitment to excellence.

As we continue to grow, we are adding an Associate to support our clients and partners through exceptional service and precise execution.

About the Role

This is a non-client-advisory role that is critical to the daily operations of the firm. The Associate provides licensed client service and transaction support, trading support, and operational assistance across the firm. While this role does not involve providing financial advice, it does require active licenses to support service and transaction-related client needs.

This position is ideal for someone who enjoys being a valued internal resource, takes pride in accuracy and follow-through, and thrives in a fun but focused work environment.

Key Responsibilities

Client Service & Licensed Transaction Support

- Handle licensed client service and transaction-related requests via phone

- Support account transactions, distributions, transfers, and service requests requiring registered representative involvement

- Communicate professionally with clients regarding service items, documentation, and next steps

- Escalate questions or issues to partners when appropriate

Trading & Portfolio Support

- Execute investment trades accurately and in accordance with firm strategies and client restrictions

- Proactively monitor accounts for cash needs, rebalancing, distributions, and follow-up items

- Review trades and account activity for accuracy and alignment prior to execution

Operations & Advisor Support

- Prepare and process account paperwork and account maintenance requests

- Coordinate with the firm’s custodian to ensure timely completion of requests

- Maintain accurate records in CRM and portfolio systems

- Provide proactive operational support to advisors and partners

Qualifications

- Minimum 2 years of experience in financial services, operations, trading, or licensed client service

- Active Series 7, Series 66, and SIE licenses required

- Strong professional phone presence and client communication skills

- High attention to detail and strong organizational skills

- Ability to manage multiple priorities in a fast-paced environment

- Experience with LPL Financial systems is a plus, but not required

Compensation & Benefits

- Competitive compensation based on experience, $75,000+

- Unlimited paid time off

- 401(k) with dollar-for-dollar match up to 10%

- Long-term career opportunity within a growing firm

Why Join 37 Wealth

- Be part of a respected, growing financial services firm

- Work closely with experienced partners

- Play a meaningful role supporting clients and firm growth

- Enjoy a collaborative, high-standard, and positive work environment

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