Associate Advisor

Lead-Advisor • Full-time • Remote • $100k - $120k / year • 3w ago

The Associate Advisor role is responsible for supporting clients by coordinating meeting preparation and facilitating post-meeting communication and workflows. An associate Advisor works closely with the Firm’s Lead Advisors to deliver and implement financial planning recommendations to clients.

Core Responsibilities

· Serve as the Service Manager for a subset of clients.

· Execute delivery of financial plans and case preparation for client meetings.

· Prepare the Relationship Manager for client meetings and opportunities.

· Serve as the focal point for coordinating workflow and service for clients and prospects.

Qualifications

· Required

o Bachelor’s degree with a major in finance, economics, accounts, financial planning or related field or equivalent experience.

o 1-5 years in the wealth management or investment management industry.

o FINRA Series 7 & 63/65 (or obtained within 120-days)

o Life & Health License (or obtained within 120-days)

o Working on CFP or CPWA designation.