Associate Wealth Management Advisor- Investment Specialist (IS)
Our client, a wealth management practice in Fairfield County is hiring an Investment Specialist to oversee the investment operations. This includes trading for the practice in addition to following up with clients on planning recommendations.
Responsibilities (but not limited to):
- Creating investment takeover proposals and conducting portfolio analysis.
- Creating executive summaries and talking points on client accounts.
- Act as client point of contact for ongoing planning tasks throughout the year.
- Work with 3rd party investment advisor on portfolio changes/updates.
- Responsible for all trading.
- Tax Loss Harvesting.
- Oversee & assist client service associate with opening new accounts, account transfers, client requests.
Other tasks may include:
- Ensuring all client interactions are up to date in CRM system.
- Ensure annual reviews are documented on various systems.
- Researching current regulations, tax law changes and other pertinent industry information to stay ahead of changes that can affect clients.
Requirements:
- Bachelors Degree
- Series 7
- 5 years of investment experience
- 4 days in office, 1 days remote
- $70,000 - $100,000 base salary, depending on experience.
